CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC
(CRD# 131631 / SEC# 801-63969)
ALPERN FINANCIAL , ARCHER INVESTMENT MANAGEMENT , BLANCHARD FINANCIAL SERVICES , CAPITAL GUARDIAN WEALTH MANAGEMENT , CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC , CAPITAL PLAN ADVISORS , CENTERMARK CAPITAL MANAGEMENT , CURRY & CURRY , DANNY DAHL FINANCIAL , DIANNE ODOM, CPA , ED KIRKLAND & COMPANY , FINANCIAL AND TAX STRATEGIES , FORTIUS WEALTH MANAGEMENT , HARVEST CAPITAL , HORIZON FINANCIAL SERVICES , IBEX CAPITAL , INTRACOASTAL GROUP , IPS FINANCIAL SERVICES CORP. , IPS FINANCIAL SERVICES CORP. D/B/A MCMAHAN & ASSOCIATES , MASTERS PCG , MCMAHAN & ASSOCIATES , MILLER FINANCIAL , MOREHEAD PLAN ADMINISTRATORS , PLUS POINT ADVISORS , PROTRUST ADVISORS , PROVIDENCE FINANCIAL SERVICES , RHINO WEALTH MANAGEMENT , SENIOR WEALTH MANAGEMENT , SPARGER INVESTMENT SERVICES
The adviser's REGISTRATION status is listed below.
|SEC / JURISDICTION
||Failure to Renew
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EXEMPT REPORTING ADVISERS
Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because
they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules.
Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations.
An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete.
Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV.
Below are the regulators with which an ERA report is filed.
Not Currently an Exempt Reporting Adviser