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Investment Adviser Firm Summary

ZIONS CAPITAL ADVISORS, INC. (CRD# 131308 / SEC# 801-63287)
Alternate Names: CB&T WEALTH MANAGEMENT , CONTANGO CAPITAL ADVISORS , CONTANGO CAPITAL ADVISORS, INC. , NB|AZ WEALTH MANAGEMENT , NEVADA STATE INVESTMENT SERVICES , STRAIGHT INVESTMENT ADVISERS, INC. , STRAIGHT INVESTMENT ADVISORS, INC. , VECTRA WEALTH ADVISORS , ZIONS CAPITAL ADVISORS, INC. , ZIONS INSTITUTIONAL LIQUIDITY MANAGEMENT , ZIONS WEALTH ADVISORS

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 07/28/2004

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 07/28/2004
California 07/28/2004
Colorado 07/28/2004
Idaho 05/13/2005
Nevada 07/28/2004
Oregon 07/28/2004
Texas 08/23/2005
Utah 07/28/2004
Washington 07/28/2004

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser