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Investment Adviser Firm Summary

LIBERTY PARTNERS CAPITAL MANAGEMENT, LLC (CRD# 131117 / SEC# 801-72611)
Alternate Names: LIBERTY PARTNERS CAPITAL MANAGEMENT, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 07/26/2011
Arizona Terminated 02/02/2012
California Terminated 03/03/2012
Mississippi Terminated 02/02/2012
Nevada Terminated 03/16/2012
Ohio Terminated 02/02/2012

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/23/2012
Arizona 01/20/2012
Arkansas 03/25/2014
California 07/19/2004
Colorado 01/19/2012
Connecticut 10/19/2016
Florida 01/20/2012
Georgia 02/22/2016
Hawaii 02/09/2012
Idaho 03/29/2018
Illinois 12/12/2012
Indiana 02/09/2012
Iowa 10/28/2016
Kansas 06/05/2013
Kentucky 07/09/2012
Louisiana 11/01/2016
Maryland 06/19/2012
Massachusetts 11/10/2016
Michigan 01/03/2012
Mississippi 02/02/2012
Missouri 02/09/2012
Nevada 02/02/2012
New Hampshire 07/29/2011
New Jersey 04/09/2013
New York 02/09/2012
North Carolina 06/17/2016
Ohio 01/19/2012
Oklahoma 03/29/2018
Oregon 11/25/2015
Pennsylvania 07/09/2012
South Carolina 01/04/2016
Tennessee 02/02/2012
Texas 06/11/2012
Virginia 10/03/2016
Washington 08/02/2012

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser