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Investment Adviser Firm Summary

DALTON, GREINER, HARTMAN, MAHER & CO., LLC (CRD# 130913 / SEC# 801-62895)
Alternate Names: DALTON, GREINER, HARTMAN, MAHER & CO., LLC , DALTON,GRSINOR,HORTMAN,MANOR & CO LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 02/06/2004

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 01/25/2008
Arkansas 02/04/2011
California 01/18/2006
Colorado 02/24/2016
Connecticut 01/25/2008
District of Columbia 02/14/2017
Florida 03/15/2004
Georgia 01/25/2008
Idaho 02/02/2012
Illinois 01/19/2006
Louisiana 01/25/2008
Maryland 01/25/2008
Massachusetts 01/18/2006
Michigan 03/26/2009
Minnesota 02/04/2011
Mississippi 01/25/2008
Missouri 01/25/2008
New Jersey 03/31/2009
New York 08/19/2005
North Carolina 03/26/2009
Ohio 01/18/2006
Oklahoma 02/04/2011
Oregon 02/02/2012
Pennsylvania 01/18/2006
South Carolina 03/26/2009
Tennessee 01/28/2008
Texas 01/25/2008
Utah 01/15/2010
Virginia 03/26/2009
Washington 02/04/2011
Wisconsin 01/25/2008

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser