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Investment Adviser Firm Summary

VERITABLE LP (CRD# 130758 / SEC# 801-62911)
Alternate Names: VERITABLE LP , VERITABLE, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 03/12/2004

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/31/2014
Alaska 03/31/2017
Arizona 03/30/2016
California 03/12/2004
Colorado 03/12/2004
Connecticut 03/12/2004
Delaware 03/12/2004
District of Columbia 03/12/2004
Florida 03/12/2004
Georgia 03/12/2004
Illinois 04/05/2004
Indiana 03/31/2014
Kentucky 03/12/2004
Louisiana 03/31/2014
Maine 03/12/2004
Maryland 03/12/2004
Massachusetts 03/12/2004
Michigan 03/31/2014
Minnesota 03/31/2014
Nebraska 03/12/2004
Nevada 03/12/2004
New Hampshire 03/12/2004
New Jersey 03/22/2004
New Mexico 03/12/2004
New York 03/12/2004
North Carolina 03/31/2014
Ohio 03/12/2004
Oregon 03/31/2014
Pennsylvania 03/12/2004
Rhode Island 03/31/2014
South Carolina 03/12/2004
South Dakota 03/31/2014
Tennessee 03/31/2014
Texas 03/12/2004
Utah 03/30/2016
Vermont 03/12/2004
Virginia 03/12/2004
Washington 03/31/2014
West Virginia 03/12/2004

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser