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Investment Adviser Firm Summary

PATRIOT WEALTH MANAGEMENT, INC. (CRD# 130447 / SEC# 801-62779)
Alternate Names: DELTA ADVISORY GROUP, INC , PATRIOT WEALTH MANAGEMENT, INC.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 02/09/2004

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 08/16/2013
Arkansas 04/10/2007
California 10/15/2004
Colorado 03/24/2009
Connecticut 03/08/2010
Florida 08/19/2013
Georgia 08/16/2013
Illinois 04/12/2007
Indiana 08/16/2013
Louisiana 04/03/2007
Michigan 08/16/2013
Missouri 03/08/2010
New Hampshire 08/03/2016
New Jersey 09/18/2009
New York 08/16/2013
North Carolina 08/16/2013
Ohio 08/05/2005
Texas 02/09/2004
Vermont 04/15/2009
Virginia 08/16/2013
Washington 01/17/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser