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Investment Adviser Firm Summary

PROVIDENT WEALTH MANAGEMENT, LLC (CRD# 130417 / SEC# 801-62799)
Alternate Names: ONE TRUSTED ADVISOR INVESTMENTS , PROVIDENT WEALTH COMPANY, LLC , PROVIDENT WEALTH MANAGEMENT, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 02/12/2004

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
California 01/09/2014
Colorado 02/17/2015
Florida 11/01/2017
Georgia 01/09/2014
Illinois 09/24/2018
Kansas 11/01/2017
Kentucky 11/01/2017
Montana 11/01/2017
North Carolina 11/01/2017
Pennsylvania 02/12/2004
Tennessee 06/09/2004
Texas 01/09/2014
Virginia 02/11/2009
West Virginia 11/01/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser