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Investment Adviser Firm Summary

MAPLE CAPITAL MANAGEMENT, INC. (CRD# 130209 / SEC# 801-62783)
Alternate Names: MAPLE CAPITAL MANAGEMENT, INC.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 02/20/2004

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
California 01/09/2009
Colorado 06/23/2004
Connecticut 06/23/2004
Florida 01/08/2007
Georgia 06/23/2004
Illinois 03/20/2012
Indiana 06/22/2016
Iowa 12/01/2014
Maine 06/23/2004
Maryland 03/27/2015
Massachusetts 06/23/2004
Minnesota 03/30/2011
Nebraska 06/05/2015
New Hampshire 02/05/2004
New Jersey 01/18/2007
New York 06/23/2004
North Carolina 01/05/2007
Ohio 03/31/2017
Oregon 03/20/2012
Pennsylvania 06/23/2004
Rhode Island 01/05/2007
South Carolina 01/05/2007
Texas 06/23/2004
Utah 03/20/2012
Vermont 02/20/2004
Virginia 03/17/2005
Washington 03/20/2012
West Virginia 03/18/2013
Wisconsin 12/01/2014

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser