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Investment Adviser Firm Summary

ARES MANAGEMENT LLC (CRD# 130074 / SEC# 801-63800)
Alternate Names: ACOF ASIA MANAGEMENT, L.P. (RELYING ADVISER) , ACOF OPERATING MANAGER II, L.P. (RELYING ADVISER) , ACOF OPERATING MANAGER III, LLC (RELYING ADVISER) , ACOF OPERATING MANAGER IV, LLC (RELYING ADVISER) , ACOF OPERATING MANAGER, L.P. (RELYING ADVISER) , AELIS VI OPERATING MANAGER, LLC (RELYING ADVISER) , ARES ASIA MANAGEMENT LTD. (RELYING ADVISER) , ARES ASIP VII MANAGEMENT L.P. (RELYING ADVISER) , ARES CENTRE STREET MANAGEMENT, L.P. (RELYING ADVISER) , ARES CLO MANAGEMENT II LLC (RELYING ADVISER) , ARES CLO MANAGEMENT IIIR/IVR, L.P. (RELYING ADVISER) , ARES CLO MANAGEMENT IX, L.P. (RELYING ADVISER) , ARES CLO MANAGEMENT LLC (RELYING ADVISER) , ARES CLO MANAGEMENT VII, L.P. (RELYING ADVISER) , ARES CLO MANAGEMENT VIII, L.P. (RELYING ADVISER) , ARES CLO MANAGEMENT VIR, L.P. (RELYING ADVISER) , ARES CLO MANAGEMENT VR, L.P. (RELYING ADVISER) , ARES CLO MANAGEMENT X, L.P. (RELYING ADVISER) , ARES CLO MANAGEMENT XI, L.P. (RELYING ADVISER) , ARES CLO MANAGEMENT XII, L.P. (RELYING ADVISER) , ARES CLO MANAGEMENT XIII, LP (RELYING ADVISER) , ARES CLO MANAGEMENT XIX, L.P. (RELYING ADVISER) , ARES CLO MANAGEMENT XVI, L.P. (RELYING ADVISER) , ARES CLO MANAGEMENT XVIII, L.P. (RELYING ADVISER) , ARES CLO MANAGEMENT XX, L.P. (RELYING ADVISER) , ARES CLO MANAGEMENT XXI, L.P. (RELYING ADVISER) , ARES CLO MANAGEMENT XXII, L.P. (RELYING ADVISER) , ARES CLO MANAGEMENT XXIII, L.P. (RELYING ADVISER) , ARES CLO MANAGEMENT XXIV, L.P. (RELYING ADVISER) , ARES CLO MANAGEMENT XXV, L.P. (RELYING ADVISER) , ARES CLO MANAGEMENT XXVI, L.P. (RELYING ADVISER) , ARES CLO MANAGEMENT XXVII, L.P. (RELYING ADVISER) , ARES CLO MANAGEMENT XXVIII, L.P. (RELYING ADVISER) , ARES CLO MANAGEMENT XXX, L.P. (RELYING ADVISER) , ARES CLO MANAGEMENT XXXI, L.P. (RELYING ADVISER) , ARES CLO MANAGEMENT XXXII, L.P. (RELYING ADVISER) , ARES COMMERCIAL FINANCE MANAGEMENT, L.P. (RELYING ADVISER) , ARES CSF III INVESTMENT MANAGEMENT LLC (RELYING ADVISER) , ARES CSF OPERATING MANAGER I, LLC (RELYING ADVISER) , ARES CSF OPERATING MANAGER II LLC (RELYING ADVISER) , ARES CSF OPERATING MANAGER III, LLC (RELYING ADVISER) , ARES ENHANCED CREDIT OPPORTUNITIES INVESTMENT MANAGEMENT II, LLC (RELYING ADVISER) , ARES ENHANCED CREDIT OPPORTUNITIES FUND MANAGEMENT, L.P. (RELYING ADVISER) , ARES ENHANCED LOAN MANAGEMENT II, L.P. (RELYING ADVISER) , ARES ENHANCED LOAN MANAGEMENT III, L.P. (RELYING ADVISER) , ARES ENHANCED LOAN MANAGEMENT IR, L.P. (RELYING ADVISER) , ARES EUROPEAN REAL ESTATE MANAGEMENT IV, L.P. (RELYING ADVISER) , ARES HIGH YIELD CSO MANAGEMENT II, L.P. (RELYING ADVISER) , ARES ICOF II MANAGEMENT, LLC (RELYING ADVISER) , ARES INSTITUTIONAL STRUCTURED CREDIT MANAGEMENT, L.P. (RELYING ADVISER) , ARES MANAGEMENT LIMITED (RELYING ADVISER) , ARES MANAGEMENT LLC , ARES MANAGEMENT UK LIMITED (RELYING ADVISER) , ARES MEZZANINE MANAGEMENT LLC (RELYING ADVISER) , ARES MEZZANINE PARTNERS GP, L.P. (RELYING ADVISER) , ARES NF CLO XIII MANAGEMENT, L.P. (RELYING ADVISER) , ARES NF CLO XIV MANAGEMENT, L.P. (RELYING ADVISER) , ARES NF CLO XV MANAGEMENT, L.P. (RELYING ADVISER) , ARES PRIVATE ACCOUNT MANAGEMENT I (RELYING ADVISER) , ARES SENIOR LOAN TRUST MANAGEMENT (RELYING ADVISER) , ARES STRATEGIC INVESTMENT MANAGEMENT, LLC (RELYING ADVISER) , ARES WLP MANAGEMENT L.P. (RELYING ADVISER) , ASIP OPERATING MANAGER III, LLC (RELYING ADVISER) , ASIP OPERATING MANAGER IV LLC (RELYING ADVISER) , ASSF MANAGEMENT III, L.P. (RELYING ADVISER) , ASSF MANAGEMENT IV, L.P. (RELYING ADVISER) , ASSF MANAGEMENT, L.P. (RELYING ADVISER) , ASSF OPERATING MANAGER III, LLC (RELYING ADVISER) , ASSF OPERATING MANAGER IV, L.P. (RELYING ADVISER) , ASSF OPERATING MANAGER, LLC (RELYING ADVISER) , ASSF RIOPELLE MANAGEMENT, LLC (RELYING ADVISER) , INDICUS CREDIT GP LIMITED (RELYING ADVISER)

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 01/31/2005

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
California 01/31/2005
Delaware 02/02/2005
Georgia 03/31/2015
Illinois 05/25/2018
Massachusetts 03/31/2015
New York 03/31/2015
Texas 07/24/2014

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser