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Investment Adviser Firm Summary

HAVERFORD FINANCIAL SERVICES, INC. (CRD# 130007 / SEC# 801-62759)
Alternate Names: HAVERFORD FINANCIAL SERVICES, INC.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 02/12/2004

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 05/31/2005
Alaska 06/03/2005
Arizona 05/31/2005
Arkansas 06/03/2005
California 01/24/2005
Colorado 05/31/2005
Connecticut 05/31/2005
Delaware 02/12/2004
District of Columbia 05/31/2005
Florida 02/12/2004
Georgia 05/31/2005
Hawaii 05/31/2005
Idaho 05/31/2005
Illinois 06/08/2005
Indiana 05/31/2005
Iowa 06/02/2005
Kansas 05/31/2005
Kentucky 05/31/2005
Louisiana 04/08/2004
Maine 05/31/2005
Maryland 02/12/2004
Massachusetts 05/31/2005
Michigan 12/13/2004
Minnesota 06/14/2005
Mississippi 05/31/2005
Missouri 05/31/2005
Montana 05/31/2005
Nebraska 01/10/2005
Nevada 05/31/2005
New Hampshire 04/08/2004
New Jersey 02/17/2004
New Mexico 05/31/2005
New York 02/12/2004
North Carolina 05/31/2005
North Dakota 05/31/2005
Ohio 04/08/2004
Oklahoma 05/31/2005
Oregon 05/31/2005
Pennsylvania 02/12/2004
Rhode Island 05/31/2005
South Carolina 05/31/2005
South Dakota 06/03/2005
Tennessee 06/01/2005
Texas 04/08/2004
Utah 05/31/2005
Vermont 04/08/2004
Virginia 05/31/2005
Washington 05/31/2005
West Virginia 05/31/2005
Wisconsin 04/08/2004

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser