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Investment Adviser Firm Summary

IFC HOLDINGS, INC. (CRD# 12984 / SEC# 8-27691, 801-56411)
Alternate Names: ANDROSCOGGIN FINANCIAL SERVICES , FIRST FEDERAL WEALTH MANAGEMENT , GORHAM FINANCIAL SERVICES , IFC HOLDINGS, INC. , INVEST FINANCIAL CORP , INVEST FINANCIAL CORPORATION , ISFA CORPORATION

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 04/26/1999

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 02/15/2000
Alaska 06/03/2005
Arizona 08/11/1999
Arkansas 12/17/1984
California 07/01/1999
Colorado 06/21/1999
Connecticut 04/12/2001
Delaware 06/20/2003
District of Columbia 01/20/2006
Florida 03/09/1984
Georgia 09/25/1989
Hawaii 01/20/2006
Idaho 05/28/1985
Illinois 07/09/1984
Indiana 03/27/1998
Iowa 07/22/1999
Kansas 06/10/1998
Kentucky 07/24/2012
Louisiana 10/09/2001
Maine 06/21/1999
Maryland 03/10/1992
Massachusetts 08/23/1999
Michigan 08/03/1999
Minnesota 08/12/1999
Mississippi 07/15/1999
Missouri 08/16/1999
Montana 11/15/1997
Nebraska 08/23/1999
Nevada 11/17/1997
New Hampshire 08/16/1984
New Jersey 10/23/1995
New Mexico 11/13/1984
New York 03/23/1998
North Carolina 03/13/2001
North Dakota 12/02/1996
Ohio 08/02/1999
Oklahoma 01/01/1998
Oregon 06/06/2011
Pennsylvania 10/18/2013
Puerto Rico 10/22/1984
Rhode Island 01/10/2006
South Carolina 03/13/2001
South Dakota 03/25/1996
Tennessee 07/28/1999
Texas 01/01/1983
Utah 12/17/1990
Vermont 06/28/2005
Virgin Islands 03/28/2008
Virginia 09/04/1987
Washington 08/19/1999
West Virginia 11/15/1984
Wisconsin 03/06/1996
Wyoming 07/03/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser