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Investment Adviser Firm Summary

QUANTITATIVE MANAGEMENT ASSOCIATES LLC (CRD# 129752 / SEC# 801-62692)
Alternate Names: PRUDENTIAL FINANCIAL, INC. ("PFI") , PRUDENTIAL INVESTMENT MANAGEMENT ("PIM") , QMA , QMA MANAGED ACCOUNTS , QUANTITATIVE MANAGEMENT , QUANTITATIVE MANAGEMENT ("QM") , QUANTITATIVE MANAGEMENT ASSOCIATES , QUANTITATIVE MANAGEMENT ASSOCIATES ("QMA") , QUANTITATIVE MANAGEMENT ASSOCIATES LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 01/23/2004

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 01/23/2004
Alaska 01/23/2004
Arizona 01/23/2004
Arkansas 01/23/2004
California 01/23/2004
Colorado 01/23/2004
Connecticut 01/23/2004
Delaware 01/29/2004
District of Columbia 03/29/2006
Florida 01/23/2004
Georgia 01/23/2004
Hawaii 01/23/2004
Idaho 01/23/2004
Illinois 02/03/2004
Indiana 01/23/2004
Iowa 01/26/2004
Kansas 01/23/2004
Kentucky 01/23/2004
Louisiana 01/23/2004
Maine 01/23/2004
Maryland 01/23/2004
Massachusetts 03/29/2006
Michigan 01/23/2004
Minnesota 01/23/2004
Mississippi 01/23/2004
Missouri 01/23/2004
Montana 01/23/2004
Nebraska 03/29/2007
Nevada 01/23/2004
New Hampshire 01/23/2004
New Jersey 03/24/2004
New Mexico 01/23/2004
New York 01/23/2004
North Carolina 01/23/2004
North Dakota 01/23/2004
Ohio 01/23/2004
Oklahoma 01/23/2004
Oregon 01/23/2004
Pennsylvania 01/23/2004
Rhode Island 01/23/2004
South Carolina 01/23/2004
South Dakota 01/23/2004
Tennessee 01/23/2004
Texas 01/23/2004
Utah 01/23/2004
Vermont 01/23/2004
Virginia 01/23/2004
Washington 01/23/2004
West Virginia 01/23/2004
Wisconsin 01/23/2004
Wyoming 07/13/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser