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Investment Adviser Firm Summary

MONEY CONCEPTS CAPITAL CORP (CRD# 12963 / SEC# 8-29671, 801-39736)
Alternate Names: INTERNATIONAL FINANCIAL SERVICES CAPITAL CORPORATION , MONEY CONCEPTS ADVISORY SERVICE , MONEY CONCEPTS CAPITAL CORP

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 10/07/1991

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 01/26/2007
Alaska 04/07/2011
Arizona 04/07/2011
Arkansas 10/24/2006
California 07/08/1997
Colorado 05/14/1999
Connecticut 12/22/1997
Delaware 01/17/2007
District of Columbia 03/20/2002
Florida 12/02/1992
Georgia 05/27/1992
Hawaii 04/07/2011
Idaho 03/19/2002
Illinois 04/02/1998
Indiana 01/01/1996
Iowa 04/25/2002
Kansas 06/16/2000
Kentucky 04/13/1992
Louisiana 10/11/2001
Maine 05/04/2000
Maryland 04/27/1993
Massachusetts 04/15/1994
Michigan 03/28/2001
Minnesota 02/15/2008
Mississippi 03/19/2002
Missouri 05/28/1992
Montana 04/07/2011
Nebraska 01/10/2007
Nevada 05/19/1995
New Hampshire 08/24/1992
New Jersey 09/03/1993
New Mexico 07/07/1993
New York 04/29/1994
North Carolina 10/23/2001
North Dakota 01/10/2007
Ohio 10/27/2000
Oklahoma 01/01/1998
Oregon 03/10/1999
Pennsylvania 03/19/2002
Puerto Rico 03/01/2007
Rhode Island 11/22/2006
South Carolina 07/01/1993
South Dakota 04/12/2011
Tennessee 01/12/1998
Texas 08/31/1983
Utah 03/19/2002
Vermont 10/27/2003
Virginia 01/26/1998
Washington 01/16/1997
West Virginia 02/18/1999
Wisconsin 10/28/1999
Wyoming 07/06/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser