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Investment Adviser Firm Summary

GWN SECURITIES INC. (CRD# 128929 / SEC# 8-66185, 801-62547)
Alternate Names: GLOBAL WORLD NETWORK SECURITIES , GLOBAL WORLD NETWORK SECURITIES INC. , GWN SECURITIES INC.

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 01/02/2004
Wyoming Approved 07/18/2017

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 04/11/2007
Alaska 01/11/2010
Arizona 04/23/2004
Arkansas 04/13/2007
California 03/16/2004
Colorado 08/13/2008
Connecticut 01/11/2010
Delaware 03/16/2004
District of Columbia 01/11/2010
Florida 01/07/2004
Georgia 03/16/2004
Hawaii 03/01/2007
Idaho 11/02/2005
Illinois 08/13/2004
Indiana 04/11/2007
Iowa 03/22/2004
Kansas 01/11/2010
Kentucky 05/25/2004
Louisiana 04/10/2007
Maine 01/11/2010
Maryland 03/16/2004
Massachusetts 01/11/2010
Michigan 03/16/2004
Minnesota 01/11/2010
Mississippi 01/11/2010
Missouri 04/23/2004
Montana 01/11/2010
Nebraska 05/02/2008
Nevada 03/16/2004
New Hampshire 01/11/2010
New Jersey 02/03/2004
New Mexico 01/11/2010
New York 03/16/2004
North Carolina 04/23/2004
North Dakota 01/11/2010
Ohio 04/23/2004
Oklahoma 04/11/2007
Oregon 01/11/2010
Pennsylvania 01/28/2004
Rhode Island 01/11/2010
South Carolina 04/11/2007
South Dakota 03/17/2004
Tennessee 04/30/2004
Texas 01/14/2005
Utah 01/11/2010
Vermont 01/11/2010
Virgin Islands 01/11/2010
Virginia 03/16/2004
Washington 09/18/2009
West Virginia 01/11/2010
Wisconsin 01/14/2005
Wyoming 07/18/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser