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Investment Adviser Firm Summary

ESTABROOK CAPITAL MANAGEMENT LLC (CRD# 128856 / SEC# 801-62452)
Alternate Names: ESTABROOK CAPITAL MANAGEMENT LLC , GROVE CREEK ASSET MANAGEMENT LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 10/22/2003

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 04/16/2008
Alaska 04/16/2008
Arizona 04/16/2008
Arkansas 04/16/2008
California 03/16/2005
Colorado 04/16/2008
Connecticut 04/16/2008
Delaware 06/10/2008
District of Columbia 04/16/2008
Florida 03/30/2007
Georgia 03/16/2005
Hawaii 04/16/2008
Idaho 04/16/2008
Illinois 03/29/2005
Indiana 04/16/2008
Iowa 04/17/2008
Kansas 04/16/2008
Kentucky 04/16/2008
Louisiana 04/16/2008
Maine 04/16/2008
Maryland 04/16/2008
Massachusetts 04/16/2008
Michigan 04/16/2008
Minnesota 04/16/2008
Mississippi 04/16/2008
Missouri 04/16/2008
Montana 04/16/2008
Nebraska 04/16/2008
Nevada 04/16/2008
New Hampshire 04/16/2008
New Jersey 04/04/2005
New Mexico 04/16/2008
New York 12/19/2003
North Carolina 04/16/2008
North Dakota 04/16/2008
Ohio 04/16/2008
Oklahoma 04/16/2008
Oregon 04/16/2008
Pennsylvania 04/16/2008
Puerto Rico 04/16/2008
Rhode Island 04/16/2008
South Carolina 04/16/2008
South Dakota 04/21/2008
Tennessee 04/17/2008
Texas 04/16/2008
Utah 04/16/2008
Vermont 04/16/2008
Virgin Islands 04/16/2008
Virginia 04/16/2008
Washington 04/16/2008
West Virginia 04/16/2008
Wisconsin 04/16/2008
Wyoming 03/26/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser