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Investment Adviser Firm Summary

CARY STREET PARTNERS INVESTMENT ADVISORY LLC (CRD# 128545 / SEC# 801-64239)
Alternate Names: CARY STREET PARTNERS , CARY STREET PARTNERS INVESTMENT ADVISORY LLC , CARY STREET PARTNERS INVESTMENT ADVISORY, LLC , VIKING WEALTH ADVISERS

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 08/12/2005
Virginia Terminated 03/02/2007

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 06/19/2007
Arizona 03/19/2015
Arkansas 02/02/2015
California 06/19/2007
Colorado 09/05/2013
Connecticut 03/19/2015
Delaware 03/19/2015
District of Columbia 06/19/2007
Florida 06/20/2007
Georgia 06/19/2007
Hawaii 03/26/2018
Idaho 03/26/2018
Illinois 04/16/2013
Indiana 12/10/2013
Iowa 02/02/2015
Kansas 10/06/2014
Kentucky 02/02/2015
Louisiana 09/05/2013
Maine 11/24/2014
Maryland 06/19/2007
Massachusetts 12/10/2013
Michigan 10/06/2014
Minnesota 10/06/2014
Mississippi 10/06/2014
Missouri 12/15/2014
Montana 03/26/2018
Nebraska 10/06/2014
Nevada 10/13/2014
New Hampshire 10/06/2014
New Jersey 07/11/2007
New Mexico 04/16/2013
New York 09/05/2013
North Carolina 06/19/2007
North Dakota 11/15/2013
Ohio 06/12/2007
Oklahoma 12/10/2013
Oregon 10/06/2014
Pennsylvania 12/10/2013
Rhode Island 03/26/2018
South Carolina 09/24/2012
South Dakota 04/16/2013
Tennessee 06/15/2011
Texas 09/05/2013
Virginia 08/12/2005
Washington 09/05/2013
West Virginia 03/19/2015
Wisconsin 04/16/2013
Wyoming 03/26/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser