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Investment Adviser Firm Summary

KEEL POINT, LLC (CRD# 127902 / SEC# 801-62249)
Alternate Names: BLUE CREEK , BLUE CREEK INVESTMENT PARTNERS, LLC , KEEL POINT CAPITAL, LLC , KEEL POINT, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 08/01/2003

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 09/04/2003
Arizona 01/26/2015
Arkansas 10/09/2015
California 10/09/2015
Colorado 01/26/2015
Connecticut 01/26/2015
Delaware 01/26/2015
District of Columbia 01/07/2015
Florida 02/17/2015
Georgia 01/26/2015
Illinois 10/09/2015
Kansas 02/03/2011
Kentucky 09/06/2017
Louisiana 09/06/2017
Maine 09/06/2017
Maryland 05/15/2014
Massachusetts 01/26/2015
Michigan 09/06/2017
Minnesota 02/17/2015
Mississippi 10/09/2015
Missouri 02/03/2011
Montana 09/06/2017
Nebraska 05/15/2014
New Hampshire 01/26/2015
New Jersey 09/26/2017
New Mexico 09/06/2017
New York 09/06/2017
North Carolina 01/26/2015
Ohio 09/06/2017
Oklahoma 09/06/2017
Pennsylvania 10/09/2015
South Carolina 01/26/2015
South Dakota 02/17/2015
Tennessee 01/26/2015
Texas 02/08/2005
Virginia 09/25/2014
Washington 10/09/2015
West Virginia 09/06/2017
Wisconsin 09/06/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser