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Investment Adviser Firm Summary

BLACK RIVER ASSET MANAGEMENT LLC (CRD# 127590)
Alternate Names: BLACK RIVER ADVISORS (AUSTRALIA) PTY LTD. (RELYING ADVISER) , BLACK RIVER ADVISORS INDIA PRIVATE LIMITED , BLACK RIVER ADVISORS INDIA PRIVATE LIMITED (RELYING ADVISER) , BLACK RIVER ADVISORS SHANGHAI CO. LTD. , BLACK RIVER ADVISORS SHANGHAI CO. LTD. (RELYING ADVISER) , BLACK RIVER ASSET MANAGEMENT (ASIA) PTE. LTD. (RELYING ADVISER) , BLACK RIVER ASSET MANAGEMENT (RUSSIA) LLC , BLACK RIVER ASSET MANAGEMENT (RUSSIA) LLC (RELYING ADVISER) , BLACK RIVER ASSET MANAGEMENT (SWITZERLAND) SARL , BLACK RIVER ASSET MANAGEMENT (SWITZERLAND) SARL (RELYING ADVISER) , BLACK RIVER ASSET MANAGEMENT (UK) LIMITED , BLACK RIVER ASSET MANAGEMENT (UK) LIMITED (RELYING ADVISER) , BLACK RIVER ASSET MANAGEMENT ARGENTINA S.R.L. , BLACK RIVER ASSET MANAGEMENT LLC , BLACK RIVER ASSET MANAGEMENT MEXICO, S. DE R.L. DE C.V. , BLACK RIVER ASSET MANAGEMENT VENEZUELA S.R.L. , BLACK RIVER ASSET MANAGMENT (ASIA) PTE. LTD. (SINGAPORE) , BLACK RIVER BRASIL CONSULTORIA FINANCEIRA LTDA. , BLACK RIVER BRASIL GESTORA DE RECURSOS LTDA. (RELYING ADVISER) , BLACK RIVER COLOMBIA LTDA. , BLACK RIVER COLOMBIA LTDA. (RELYING ADVISER) , BLACK RIVER HIZMET TICARET LIMITED (TURKEY) , BLACK RIVER HIZMET TICARET LIMITED SIRKETI (RELYING ADVISER) , DEL RIO CONSULTING S.R.L. (RELYING ADVISER)


The investment adviser you have selected is NOT currently registered and is NOT filing reports with the SEC or any state.

(Last Form ADV Filed On 07/19/2017)

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Terminated 04/13/2016

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


Not Currently Notice Filed


EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


SEC / Jurisdiction REPORTING STATUS _ EFFECTIVE DATE
SEC ERA - Withdrawn 07/19/2017
Minnesota ERA - Withdrawn 07/19/2017