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Investment Adviser Firm Summary

CHICKASAW CAPITAL MANAGEMENT, LLC (CRD# 127398 / SEC# 801-62121)
Alternate Names: CHICKASAW CAPITAL MANAGEMENT, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 06/12/2003

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 06/27/2003
Alaska 04/04/2016
Arizona 09/14/2012
Arkansas 04/04/2016
California 11/09/2011
Colorado 04/04/2016
Connecticut 08/19/2014
Delaware 04/04/2016
District of Columbia 04/04/2016
Florida 04/04/2016
Georgia 11/20/2003
Hawaii 04/04/2016
Idaho 04/04/2016
Illinois 04/04/2016
Indiana 04/04/2016
Iowa 04/04/2016
Kansas 04/04/2016
Kentucky 04/04/2016
Louisiana 06/12/2003
Maine 04/04/2016
Maryland 04/04/2016
Massachusetts 04/04/2016
Michigan 04/04/2016
Minnesota 04/04/2016
Mississippi 06/12/2003
Missouri 04/04/2016
Montana 04/04/2016
Nebraska 04/04/2016
Nevada 04/22/2015
New Hampshire 04/04/2016
New Jersey 12/11/2013
New Mexico 04/04/2016
New York 07/01/2010
North Carolina 08/19/2014
North Dakota 04/04/2016
Ohio 09/14/2012
Oklahoma 08/19/2014
Oregon 04/04/2016
Pennsylvania 04/04/2016
Rhode Island 09/14/2012
South Carolina 08/19/2014
South Dakota 04/04/2016
Tennessee 06/12/2003
Texas 08/19/2014
Utah 04/04/2016
Vermont 04/04/2016
Virgin Islands 04/04/2016
Virginia 04/04/2016
Washington 04/04/2016
West Virginia 04/04/2016
Wisconsin 04/04/2016

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser