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Investment Adviser Firm Summary

AGILE CAPITAL MANAGEMENT, LLC. (DBA PERSONAL BENEFIT SERVICES) (CRD# 127066 / SEC# 801-112504)
Alternate Names: AGILE CAPITAL MANAGEMENT, LLC. (DBA "PERSONAL BENEFIT SERVICES OF COLORADO") , AGILE CAPITAL MANAGEMENT, LLC. (DBA PERSONAL BENEFIT SERVICES) , JASMIJN CAPITAL MANAGEMENT, LLC , PERSONAL BENEFIT SERVICER OF COLORADO, INC. , PERSONAL BENEFIT SERVICES OF COLORADO, INC.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 02/27/2018
Arizona Approved 01/01/2012
Colorado Approved 06/14/2012
District of Columbia Terminated 08/26/2016
Maryland Approved 04/16/2012
Minnesota Approved 06/18/2012
Virginia Approved 07/26/2012

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 02/27/2018
Colorado 02/27/2018
Maryland 02/27/2018
Minnesota 02/27/2018
Virginia 02/27/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser