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Investment Adviser Firm Summary

PERKINS INVESTMENT MANAGEMENT LLC (CRD# 126925 / SEC# 801-62042)
Alternate Names: PERKINS INVESTMENT MANAGEMENT LLC , PERKINS INVESTMENT MANAGEMENT, LLC , PERKINS, WOLF, MCDONNELL AND COMPANY, LLC , PWM NEWCO, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 05/01/2003

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/22/2005
Alaska 03/30/2010
Arizona 05/17/2005
Arkansas 09/10/2007
California 05/01/2003
Colorado 03/31/2011
Connecticut 03/22/2005
Delaware 09/17/2007
District of Columbia 04/10/2006
Florida 05/02/2003
Georgia 03/22/2005
Hawaii 05/09/2006
Idaho 03/22/2005
Illinois 05/07/2003
Indiana 07/11/2005
Iowa 06/15/2007
Kansas 01/05/2007
Kentucky 07/11/2005
Louisiana 05/17/2005
Maine 03/30/2010
Maryland 03/22/2005
Massachusetts 03/22/2005
Michigan 03/22/2005
Minnesota 03/30/2005
Mississippi 03/22/2005
Missouri 07/11/2005
Montana 03/31/2009
Nebraska 11/06/2006
Nevada 04/10/2006
New Hampshire 03/31/2009
New Jersey 04/05/2005
New Mexico 04/14/2005
New York 03/22/2005
North Carolina 04/14/2005
North Dakota 03/30/2010
Ohio 03/22/2005
Oklahoma 09/11/2006
Oregon 09/08/2005
Pennsylvania 04/14/2005
Rhode Island 11/06/2006
South Carolina 04/10/2006
South Dakota 04/01/2010
Tennessee 04/15/2005
Texas 05/01/2003
Utah 11/06/2006
Vermont 04/10/2006
Virginia 03/22/2005
Washington 03/22/2005
West Virginia 03/31/2009
Wisconsin 08/17/2005

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser