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Investment Adviser Firm Summary

VANTAGE ADVISORS, LLC (CRD# 126844 / SEC# 801-63230)
Alternate Names: VANTAGE ADVISORS, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 06/17/2004
Massachusetts Terminated 02/23/2006

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
California 06/17/2004
Connecticut 06/17/2004
Florida 06/17/2004
Illinois 08/10/2004
Indiana 02/02/2007
Louisiana 06/17/2004
Maryland 06/17/2004
Michigan 06/17/2004
New Hampshire 03/13/2006
New Jersey 06/28/2004
Ohio 06/17/2004
Oklahoma 06/17/2004
Pennsylvania 06/17/2004
Texas 06/17/2004
Virginia 06/17/2004
Wisconsin 06/17/2004

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser