at


Investment Adviser Firm Summary

SAGEVIEW ADVISORY GROUP, LLC (CRD# 126777 / SEC# 801-64265)
Alternate Names: 401K BFS GROUP, LLC , SAGEVIEW ADVISORY GROUP, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 05/31/2005
California Terminated 06/07/2005

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 07/10/2009
Arizona 04/15/2009
Arkansas 05/29/2015
California 09/22/2003
Colorado 02/27/2014
Connecticut 03/28/2018
District of Columbia 03/20/2015
Florida 01/31/2008
Georgia 07/10/2009
Hawaii 05/29/2015
Illinois 03/25/2009
Indiana 03/20/2015
Iowa 04/02/2009
Kansas 10/05/2007
Kentucky 03/27/2014
Louisiana 03/20/2015
Maryland 02/26/2007
Massachusetts 02/26/2007
Michigan 03/04/2014
Minnesota 02/05/2013
Missouri 01/29/2008
Nebraska 07/10/2009
Nevada 02/26/2007
New Hampshire 03/25/2016
New Jersey 08/02/2005
New Mexico 03/28/2018
New York 07/10/2009
North Carolina 11/03/2014
Ohio 02/27/2014
Oregon 03/16/2016
Pennsylvania 06/10/2009
South Carolina 11/03/2014
Tennessee 02/27/2007
Texas 07/10/2009
Utah 03/28/2018
Virginia 03/25/2009
Washington 03/20/2017
Wisconsin 03/25/2009

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser