at


Investment Adviser Firm Summary

SSN ADVISORY, INC. (CRD# 126090 / SEC# 801-61989)
Alternate Names: SSN ADVISORY, INC. , SSNAI

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 04/28/2003

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 06/18/2003
Alaska 04/01/2005
Arizona 05/21/2003
Arkansas 05/23/2003
California 05/21/2003
Colorado 05/21/2003
Connecticut 05/21/2003
Delaware 08/25/2003
District of Columbia 05/21/2003
Florida 05/22/2003
Georgia 04/28/2003
Hawaii 11/01/2007
Idaho 01/27/2004
Illinois 05/21/2003
Indiana 05/21/2003
Iowa 03/10/2005
Kansas 05/21/2003
Kentucky 05/21/2003
Louisiana 03/20/2006
Maine 11/01/2007
Maryland 05/21/2003
Massachusetts 05/21/2003
Michigan 05/21/2003
Minnesota 07/29/2003
Mississippi 05/21/2003
Missouri 05/21/2003
Montana 09/27/2007
Nebraska 05/21/2003
Nevada 08/17/2006
New Hampshire 03/07/2005
New Jersey 06/11/2003
New Mexico 02/07/2005
New York 05/21/2003
North Carolina 05/21/2003
North Dakota 01/29/2007
Ohio 05/21/2003
Oklahoma 03/07/2005
Oregon 05/21/2003
Pennsylvania 05/21/2003
Puerto Rico 04/20/2010
Rhode Island 01/03/2006
South Carolina 05/21/2003
South Dakota 05/10/2013
Tennessee 04/28/2003
Texas 05/21/2003
Utah 03/28/2005
Vermont 12/06/2004
Virginia 05/21/2003
Washington 08/05/2003
West Virginia 03/27/2007
Wisconsin 01/03/2005

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser