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Investment Adviser Firm Summary

EQIS CAPITAL MANAGEMENT INC. (CRD# 126052 / SEC# 801-68642)
Alternate Names: EQIS , EQIS CAPITAL , EQIS CAPITAL MANAGEMENT , EQIS CAPITAL MANAGEMENT INC. , NEXUS ADVISORS INC.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 01/08/2008
Arizona Terminated 01/10/2008
California Terminated 01/11/2008
Colorado Terminated 01/15/2008
Connecticut Terminated 01/10/2008
Florida Terminated 01/14/2008
Idaho Terminated 01/10/2008
Illinois Terminated 01/08/2008
Indiana Terminated 01/10/2008
Iowa Terminated 01/11/2008
Maryland Terminated 01/31/2008
Massachusetts Terminated 01/14/2008
New Jersey Terminated 01/10/2008
North Carolina Terminated 01/10/2008
Ohio Terminated 01/10/2008
Texas Terminated 01/10/2008
Virginia Terminated 01/17/2008

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 01/08/2008
Alaska 11/15/2010
Arizona 01/08/2008
Arkansas 01/18/2008
California 09/14/2006
Colorado 01/08/2008
Connecticut 01/08/2008
Delaware 01/14/2008
District of Columbia 01/24/2014
Florida 01/08/2008
Georgia 01/08/2008
Hawaii 04/14/2008
Idaho 01/08/2008
Illinois 01/08/2008
Indiana 01/08/2008
Iowa 01/10/2008
Kansas 01/08/2008
Kentucky 08/15/2008
Louisiana 05/04/2009
Maine 09/08/2010
Maryland 01/08/2008
Massachusetts 01/08/2008
Michigan 01/08/2008
Minnesota 01/17/2008
Mississippi 01/14/2008
Missouri 01/08/2008
Montana 06/22/2011
Nebraska 01/08/2008
Nevada 04/14/2008
New Hampshire 04/12/2012
New Jersey 01/14/2008
New Mexico 01/08/2008
New York 01/08/2008
North Carolina 01/08/2008
North Dakota 11/20/2009
Ohio 01/08/2008
Oklahoma 03/03/2008
Oregon 01/14/2008
Pennsylvania 01/08/2008
Puerto Rico 08/14/2013
Rhode Island 08/06/2012
South Carolina 01/08/2008
South Dakota 01/10/2008
Tennessee 01/08/2008
Texas 01/08/2008
Utah 01/08/2008
Vermont 01/08/2008
Virginia 01/08/2008
Washington 01/14/2008
West Virginia 02/13/2013
Wisconsin 01/14/2008
Wyoming 11/07/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser