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Investment Adviser Firm Summary

PKS ADVISORY SERVICES, LLC (CRD# 125648 / SEC# 801-62147)
Alternate Names: ALBANY ADVISOR GROUP , CAPITAL SARATOGA WEALTH MANAGEMENT , CONCENTRIC ADVISORS , DAE CAPITAL STRATEGIES , FINANCIAL ADVISORS OF SOUTHWEST FLORIDA , HERITAGE FINANCIAL GROUP , INTEGRATED ASSET , J. STEAKLEY WEALTH MANAGEMENT , KAYE RIGGS & ASSOCIATES , MACALUSO WEALTH MANAGEMENT GROUP , MELECO WEALTH MANAGEMENT , PKS ADVISORY SERVICES, LLC , PORTUS CAPITAL MANAGEMENT , REID FINANCIAL , STRATEGIC INVESTMENT GROUP , THE O'HAGAN GROUP , WEALTHPATH INVESTMENT ADVISORS , WOODLANDS PORTFOLIO MANAGEMENT

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 06/20/2003
New York Terminated 06/20/2003

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 10/12/2011
Arkansas 05/19/2011
California 06/15/2009
Colorado 11/02/2012
Connecticut 06/15/2009
Florida 06/20/2003
Georgia 10/12/2010
Hawaii 12/01/2009
Illinois 11/07/2012
Indiana 11/02/2012
Iowa 11/02/2012
Kansas 11/02/2012
Kentucky 08/20/2013
Louisiana 10/12/2011
Maine 11/02/2012
Maryland 07/20/2007
Massachusetts 02/24/2006
Michigan 10/12/2010
Mississippi 05/05/2010
Missouri 10/12/2011
Nevada 11/02/2012
New Hampshire 11/01/2007
New Jersey 05/31/2005
New York 06/20/2003
North Carolina 10/12/2011
Ohio 11/02/2012
Oklahoma 05/19/2011
Oregon 07/07/2016
Pennsylvania 08/17/2009
South Carolina 11/02/2012
Tennessee 05/05/2010
Texas 10/06/2006
Utah 11/02/2012
Vermont 10/12/2011
Virginia 10/12/2010
Washington 10/12/2011
West Virginia 10/12/2010
Wisconsin 03/12/2007

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser