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Investment Adviser Firm Summary

FTJ FUNDCHOICE, LLC (CRD# 125446 / SEC# 801-61964)
Alternate Names: FTJ FUNDCHOICE, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 04/13/2004
Ohio Terminated 05/06/2010

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/22/2012
Alaska 03/22/2012
Arizona 03/24/2006
Arkansas 03/28/2006
California 04/13/2004
Colorado 03/22/2012
Connecticut 03/22/2012
Delaware 04/03/2006
District of Columbia 03/22/2012
Florida 03/27/2006
Georgia 03/24/2006
Hawaii 03/22/2012
Idaho 03/24/2006
Illinois 04/03/2006
Indiana 03/24/2006
Iowa 03/24/2006
Kansas 03/24/2006
Kentucky 04/13/2004
Louisiana 03/24/2006
Maine 05/24/2007
Maryland 03/24/2006
Massachusetts 03/22/2012
Michigan 03/24/2006
Minnesota 04/04/2006
Mississippi 03/22/2012
Missouri 08/12/2004
Montana 03/22/2012
Nebraska 03/24/2006
Nevada 03/24/2006
New Hampshire 03/22/2012
New Jersey 04/18/2006
New Mexico 03/24/2006
New York 03/24/2006
North Carolina 03/24/2006
North Dakota 03/22/2012
Ohio 04/13/2004
Oklahoma 03/24/2006
Oregon 03/24/2006
Pennsylvania 03/24/2006
Puerto Rico 04/23/2013
Rhode Island 03/22/2012
South Carolina 03/24/2006
South Dakota 03/24/2006
Tennessee 03/27/2006
Texas 08/12/2004
Utah 03/24/2006
Virginia 03/24/2006
Washington 03/24/2006
West Virginia 03/24/2006
Wisconsin 03/24/2006

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser