MARINER INVESTMENT GROUP, LLC
(CRD# 124744 / SEC# 801-62016)
CONCORDIA G-10 STRATEGIES GP LLC , CONCORDIA GERV STRATEGIES GP LLC , CONCORDIA MUNICIPAL STRATEGIES GP LLC , GALTON CAPITAL GROUP AGENCY, LLC (GP) , GALTON CAPITAL GROUP IV, LLC (GP) , GALTON CAPITAL GROUP, LLC (GP) , IIFC FUND GP, LLC , IIFC II GP, LLC , MARINER BREAKWATER GP, LLC , MARINER FRONTIER GP, LLC , MARINER GLEN OAKS GP, LLC , MARINER GP, LLC , MARINER INFRASTRUCTURE INVESTMENT MANAGEMENT, LLC (RELYING ADVISER) , MARINER INVESTMENT (EUROPE) LLP (RELYING ADVISER) , MARINER INVESTMENT GROUP, INC. , MARINER INVESTMENT GROUP, LLC , MARINER SELECT GP, L.L.C. , MARINER/PALMETTO STATE PARTNERS GP, LLC (RELYING ADVISER) , ORIX CAPITAL FUND I GP, LLC (RELYING ADVISER) , ORIX CAPITAL PARTNERS PE, LLC (RELYING ADVISER) , ORIX CAPITAL PARTNERS, LLC (RELYING ADVISER)
The adviser's REGISTRATION status is listed below.
|SEC / JURISDICTION
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securities authorities a copy of their Form ADV and any accompanying amendments
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EXEMPT REPORTING ADVISERS
Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because
they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules.
Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations.
An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete.
Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV.
Below are the regulators with which an ERA report is filed.
Not Currently an Exempt Reporting Adviser