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Investment Adviser Firm Summary

GREAT VALLEY ADVISOR GROUP, INC. (CRD# 123913 / SEC# 801-72270)
Alternate Names: ALAN PETER & ASSOCIATES, INC. , BAVIELLO INVESTMENT MANAGEMENT , BIG HORN FINANCIAL SERVICES, LLC , BLOSSOM FINANCIAL , CAPELLA WEALTH MANAGEMENT , CHESTER SPRINGS FINANCIAL GROUP, LLC , CLINTON WEALTH MANAGEMENT , CORNERSTONE PORTFOLIOS, LLC , COVINGTON ALSINA , DIVERSIFIED WEALTH MANAGEMENT OF OK, LLC , DOWNINGTOWN FINANCIAL , DOYLESTOWN WEALTH MANAGEMENT, INC. , EXETER WEALTH MANAGEMENT , FITCH AND STRONG GROUP , FLEISCHAUER FINANCIAL MANAGEMENT, INC. , GREAT VALLEY ADVISOR GROUP, INC. , GRIFFITHS FINANCIAL SERVICES , HUTCHISON GROUP INC. , MARON FINANCIAL SOLUTIONS , MCNAMARA FINANCIAL GROUP , MERIDIAN FINANCIAL SERVICES , MERIDIAN RETIREMENT PLANNING SERVICES , NAUTIC FINANCIAL GROUP, LLC. , NEW PERSPECTIVE FINANCIAL GROUP , NEXT LEVEL PLANNING & WEALTH MANAGEMENT , PETERS FINANCIAL PLANNING CORPORATION , ROCK ISLAND FINANCIAL , ROCK ISLAND WEALTH MANAGEMENT , ROSENAU FINANCIAL ADVISORS , SALT FINANCIAL GROUP LLC , SALT FINANCIAL, LLC , STONECREEK FINANCIAL , STONECREEK WEALTH MANAGEMENT , THE CAPITAL LEGACY, LLC , THE RIDGEVIEW GROUP WEALTH MANAGEMENT , THOMPSON FINANCIAL , U ADVISORS , UNION ADVISORS , VALOR ASSET MANAGEMENT , VALOR ASSET MANAGEMENT OF GREAT VALLEY ADVISOR GROUP , WOITA & ASSOCIATES

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 04/08/2011
Delaware Terminated 04/12/2011
Maryland Terminated 05/20/2011
New Jersey Terminated 04/13/2011

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Delaware 05/03/2011
District of Columbia 05/12/2016
Florida 06/27/2014
Georgia 04/09/2016
Illinois 03/08/2016
Iowa 04/25/2014
Louisiana 07/29/2014
Maryland 05/03/2011
Massachusetts 03/04/2016
Michigan 05/04/2016
Minnesota 03/19/2014
New Jersey 05/16/2011
New York 03/04/2016
North Carolina 09/16/2015
Oklahoma 05/05/2014
Pennsylvania 05/03/2011
South Carolina 03/04/2016
Texas 04/25/2014
Virginia 01/11/2017
Wisconsin 12/26/2014

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser