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Investment Adviser Firm Summary

TORTOISE CAPITAL ADVISORS, L.L.C. (CRD# 123711 / SEC# 801-61622)
Alternate Names: TORTOISE CAPITAL ADVISORS, L.L.C.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 11/22/2002

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/30/2017
Arizona 03/27/2013
California 03/30/2009
Connecticut 11/04/2011
Delaware 03/31/2014
District of Columbia 03/27/2013
Florida 04/04/2008
Georgia 03/29/2012
Hawaii 03/31/2014
Illinois 11/25/2002
Indiana 03/30/2011
Iowa 03/31/2014
Kansas 11/22/2002
Kentucky 03/31/2014
Louisiana 03/30/2016
Maryland 03/30/2010
Massachusetts 06/05/2006
Michigan 03/31/2014
Minnesota 03/27/2013
Mississippi 03/31/2014
Missouri 11/22/2002
Nebraska 03/30/2011
Nevada 11/04/2011
New Hampshire 03/30/2016
New Jersey 06/20/2006
New Mexico 11/04/2011
New York 06/05/2006
North Carolina 03/27/2013
Ohio 03/27/2013
Oklahoma 03/27/2013
Pennsylvania 06/05/2006
South Dakota 03/30/2015
Tennessee 03/31/2014
Texas 07/17/2003
Utah 03/27/2013
Virginia 09/18/2007
Washington 03/29/2012
Wisconsin 03/31/2014

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser