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Investment Adviser Firm Summary

NUVEEN INVESTMENTS ADVISERS, LLC (CRD# 123122 / SEC# 801-61502)
Alternate Names: NUVEEN INVESTMENTS ADVISERS INC. , NUVEEN INVESTMENTS ADVISERS, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 10/07/2002

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 10/07/2002
Alaska 10/07/2002
Arizona 10/07/2002
Arkansas 10/07/2002
California 10/07/2002
Colorado 10/07/2002
Connecticut 10/07/2002
Delaware 08/19/2003
District of Columbia 10/07/2002
Florida 10/07/2002
Georgia 10/07/2002
Hawaii 10/07/2002
Idaho 10/07/2002
Illinois 10/10/2002
Indiana 10/07/2002
Iowa 10/07/2002
Kansas 10/07/2002
Kentucky 10/07/2002
Louisiana 10/07/2002
Maine 10/07/2002
Maryland 10/07/2002
Massachusetts 10/07/2002
Michigan 10/07/2002
Minnesota 10/07/2002
Mississippi 10/07/2002
Missouri 10/07/2002
Montana 10/07/2002
Nebraska 10/07/2002
Nevada 10/07/2002
New Hampshire 10/07/2002
New Jersey 10/07/2002
New Mexico 10/07/2002
New York 10/07/2002
North Carolina 10/07/2002
North Dakota 10/07/2002
Ohio 10/07/2002
Oklahoma 10/07/2002
Oregon 10/07/2002
Pennsylvania 10/07/2002
Puerto Rico 10/07/2002
Rhode Island 10/07/2002
South Carolina 03/21/2003
South Dakota 10/07/2002
Tennessee 10/07/2002
Texas 10/07/2002
Utah 10/07/2002
Vermont 10/07/2002
Virgin Islands 03/27/2018
Virginia 10/07/2002
Washington 10/07/2002
West Virginia 10/07/2002
Wisconsin 10/07/2002
Wyoming 03/27/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser