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Investment Adviser Firm Summary

RETIREMENT PLAN ADVISORS, LLC (CRD# 122758 / SEC# 801-63261)
Alternate Names: RETIREMENT PLAN ADVISORS, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 07/14/2004
Arizona Terminated 08/02/2004
Colorado Terminated 10/13/2006
Iowa Terminated 08/02/2004
Louisiana Terminated 02/11/2005
Missouri Terminated 08/02/2004
Nevada Terminated 08/02/2004
Texas Terminated 07/28/2004
Wisconsin Terminated 02/11/2003

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 02/04/2016
Arizona 07/14/2004
Arkansas 07/29/2004
Colorado 08/17/2004
Connecticut 03/21/2006
Florida 03/26/2012
Georgia 12/09/2005
Illinois 07/14/2004
Indiana 01/04/2007
Kansas 07/14/2004
Louisiana 07/14/2004
Massachusetts 01/02/2009
Michigan 07/14/2004
Minnesota 08/04/2007
Missouri 07/14/2004
Nebraska 07/14/2004
New Hampshire 01/07/2008
New Jersey 04/30/2012
New York 07/19/2007
North Carolina 01/05/2017
Ohio 07/19/2007
Oklahoma 07/27/2004
Pennsylvania 01/07/2008
Tennessee 04/26/2011
Texas 07/14/2004
Vermont 04/19/2013
Wisconsin 07/14/2004

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser