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Investment Adviser Firm Summary

GW&K INVESTMENT MANAGEMENT, LLC (CRD# 121942 / SEC# 801-61559)
Alternate Names: GANNETT WELSH & KOTLER INC. , GANNETT WELSH & KOTLER, LLC , GW&K INVESTMENT MANAGEMENT, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 11/18/2002

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 11/18/2002
Alaska 11/18/2002
Arizona 11/18/2002
Arkansas 11/18/2002
California 11/18/2002
Colorado 11/18/2002
Connecticut 11/18/2002
Delaware 08/01/2003
District of Columbia 11/18/2002
Florida 11/18/2002
Georgia 11/18/2002
Hawaii 11/18/2002
Idaho 11/18/2002
Illinois 12/18/2002
Indiana 11/18/2002
Iowa 11/18/2002
Kansas 11/18/2002
Kentucky 11/18/2002
Louisiana 11/18/2002
Maine 11/18/2002
Maryland 11/18/2002
Massachusetts 11/18/2002
Michigan 11/18/2002
Minnesota 11/18/2002
Mississippi 11/18/2002
Missouri 11/18/2002
Montana 11/18/2002
Nebraska 11/18/2002
Nevada 11/18/2002
New Hampshire 11/18/2002
New Jersey 11/18/2002
New Mexico 11/18/2002
New York 11/18/2002
North Carolina 11/18/2002
North Dakota 11/18/2002
Ohio 11/18/2002
Oklahoma 11/18/2002
Oregon 11/18/2002
Pennsylvania 11/18/2002
Puerto Rico 11/18/2002
Rhode Island 11/18/2002
South Carolina 11/18/2002
South Dakota 11/18/2002
Tennessee 11/18/2002
Texas 01/02/2003
Utah 11/18/2002
Vermont 11/18/2002
Virginia 11/18/2002
Washington 11/18/2002
West Virginia 11/18/2002
Wisconsin 11/18/2002

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser