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Investment Adviser Firm Summary

ABSOLUTE CAPITAL MANAGEMENT, LLC (CRD# 121484 / SEC# 801-61336)
Alternate Names: ABSCAP , ABSOLUTE CAPITAL , ABSOLUTE CAPITAL MANAGEMENT, LLC , ABSOLUTECAPITAL

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 09/22/2003
California Terminated 09/26/2003
Florida Terminated 09/25/2003
Idaho Terminated 09/19/2003
Pennsylvania Terminated 09/19/2003
Washington Terminated 09/25/2003

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 05/14/2004
California 07/15/2003
Connecticut 09/19/2003
Delaware 01/24/2011
Florida 09/19/2003
Georgia 05/14/2004
Idaho 09/19/2003
Illinois 10/18/2010
Indiana 01/26/2004
Iowa 02/02/2004
Kansas 10/13/2003
Kentucky 03/29/2016
Louisiana 10/13/2003
Maryland 06/07/2012
Massachusetts 01/26/2004
Michigan 04/02/2018
Minnesota 03/26/2013
Mississippi 05/14/2004
Missouri 12/06/2011
Nebraska 05/14/2004
New Hampshire 03/25/2014
New Jersey 02/17/2004
New York 09/19/2003
North Carolina 05/14/2004
Ohio 05/14/2004
Oklahoma 03/25/2014
Oregon 03/18/2010
Pennsylvania 09/19/2003
Rhode Island 03/29/2016
South Carolina 03/18/2010
Tennessee 01/27/2004
Texas 05/14/2004
Utah 03/18/2010
Virginia 09/19/2003
Washington 09/19/2003
West Virginia 09/19/2003
Wyoming 03/22/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser