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Investment Adviser Firm Summary

GENEOS WEALTH MANAGEMENT, INC. (CRD# 120894 / SEC# 8-65357, 801-62331)
Alternate Names: GENEOS WEALTH MANAGEMENT, INC.

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 08/20/2003
Arizona Terminated 08/28/2003
California Terminated 08/28/2003
Colorado Terminated 09/11/2003
Connecticut Terminated 08/28/2003
Florida Terminated 08/28/2003
Illinois Terminated 08/20/2003
Massachusetts Terminated 08/28/2003
Texas Terminated 08/28/2003
Wisconsin Terminated 08/28/2003

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/30/2011
Alaska 03/30/2007
Arizona 08/20/2003
Arkansas 01/05/2004
California 06/17/2003
Colorado 08/20/2003
Connecticut 08/20/2003
Delaware 01/15/2008
District of Columbia 01/11/2010
Florida 08/20/2003
Georgia 01/04/2008
Hawaii 03/30/2011
Idaho 01/04/2008
Illinois 08/20/2003
Indiana 08/20/2003
Iowa 06/01/2004
Kansas 01/02/2004
Kentucky 01/11/2010
Louisiana 03/30/2011
Maine 01/04/2008
Maryland 06/30/2004
Massachusetts 08/20/2003
Michigan 08/20/2003
Minnesota 09/10/2003
Mississippi 03/30/2011
Missouri 01/04/2008
Montana 07/14/2006
Nebraska 01/02/2004
Nevada 08/20/2003
New Hampshire 08/20/2003
New Jersey 07/02/2002
New Mexico 04/18/2005
New York 01/04/2008
North Carolina 01/05/2004
North Dakota 05/27/2004
Ohio 05/23/2005
Oklahoma 08/20/2003
Oregon 02/13/2006
Pennsylvania 01/02/2004
Puerto Rico 01/04/2008
Rhode Island 01/04/2008
South Carolina 01/04/2008
South Dakota 01/08/2008
Tennessee 03/17/2004
Texas 08/20/2003
Utah 06/30/2004
Vermont 03/16/2004
Virginia 03/12/2004
Washington 08/20/2003
West Virginia 03/12/2004
Wisconsin 08/20/2003
Wyoming 07/06/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser