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Investment Adviser Firm Summary

COMPREHENSIVE CAPITAL MANAGEMENT, INC. (CRD# 119890 / SEC# 801-61068)
Alternate Names: AMERIWEALTH MANAGEMENT , B&D FINANCIAL SERVICES, INC. , BACK9 RETIREMENT SOLUTIONS , COMPASS-ION ADVISORS LLC , COMPREHENSIVE CAPITAL MANAGEMENT, INC. , COMPREHENSIVE FINANCIAL SERVICES , DMC WEALTH ADVISORS, LLC , GIL WOOD & ASSOCIATES , HARPER & HODGE , INTERNATIONAL FINANCIAL ADVISORY GROUP , JFL TOTAL WEALTH MANAGEMENT , OBERLANDER DORFMAN , RETIREMENT TARGETS , SENIOR RESOURCES , WEINGARTEN FINANCIAL GROUP

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 04/19/2002

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 04/17/2013
California 04/17/2013
Colorado 04/17/2013
Connecticut 08/03/2005
District of Columbia 04/17/2013
Florida 02/04/2005
Georgia 04/17/2013
Illinois 04/18/2007
Maryland 04/17/2013
Massachusetts 04/17/2013
Michigan 04/21/2008
Nebraska 04/17/2013
New Jersey 05/20/2002
New York 09/07/2005
North Carolina 04/17/2013
Ohio 04/17/2013
Pennsylvania 04/17/2008
South Carolina 04/17/2013
Texas 04/17/2013
Virginia 04/17/2013

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser