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Investment Adviser Firm Summary

BEACON POINTE ADVISORS, LLC (CRD# 119290 / SEC# 801-60943)
Alternate Names: BEACON POINTE ADVISORS, LLC , BEACON POINTE INSURANCE SERVICES, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 02/20/2002

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/23/2010
Alaska 06/18/2010
Arizona 04/27/2007
Arkansas 03/29/2010
California 02/20/2002
Colorado 08/05/2010
Connecticut 04/08/2010
Delaware 05/18/2010
District of Columbia 10/04/2018
Florida 06/18/2009
Georgia 03/23/2010
Hawaii 12/03/2010
Idaho 06/02/2010
Illinois 03/24/2010
Indiana 06/04/2010
Iowa 06/28/2010
Kansas 06/21/2010
Kentucky 03/19/2010
Louisiana 04/20/2010
Maine 04/20/2010
Maryland 05/11/2010
Massachusetts 01/04/2010
Michigan 03/19/2010
Minnesota 06/28/2010
Mississippi 03/19/2010
Missouri 06/28/2010
Montana 09/03/2010
Nebraska 06/18/2010
Nevada 12/09/2004
New Hampshire 04/20/2010
New Jersey 05/24/2010
New Mexico 08/18/2010
New York 03/23/2010
North Carolina 04/30/2010
North Dakota 06/28/2010
Ohio 03/19/2010
Oklahoma 06/28/2010
Oregon 05/27/2010
Pennsylvania 04/12/2010
Puerto Rico 05/27/2010
Rhode Island 10/04/2018
South Carolina 04/16/2010
South Dakota 06/23/2010
Tennessee 03/17/2010
Texas 04/16/2010
Utah 03/30/2012
Vermont 04/20/2010
Virgin Islands 10/06/2011
Virginia 04/20/2010
Washington 04/27/2007
West Virginia 05/05/2010
Wisconsin 03/23/2010
Wyoming 10/04/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser