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Investment Adviser Firm Summary

PRONVEST, INC. (CRD# 119081 / SEC# 801-60964)
Alternate Names: PRO NVEST, INC. , PRONVEST, INC. , SUNGARD PRONVEST, INC.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 02/26/2002

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 04/24/2007
Arizona 04/24/2007
Arkansas 04/04/2005
California 08/10/2004
Colorado 10/30/2008
Connecticut 03/31/2005
Delaware 08/22/2013
District of Columbia 10/30/2008
Florida 10/21/2003
Georgia 01/10/2006
Hawaii 03/26/2012
Illinois 08/23/2004
Indiana 03/30/2006
Iowa 04/25/2007
Kansas 04/24/2007
Kentucky 10/30/2008
Louisiana 04/24/2007
Maryland 04/24/2007
Massachusetts 03/30/2006
Michigan 06/01/2006
Minnesota 10/30/2008
Mississippi 03/26/2012
Missouri 06/01/2006
Montana 03/26/2012
Nebraska 04/12/2016
Nevada 10/30/2008
New Hampshire 04/12/2016
New Jersey 04/19/2006
New Mexico 12/17/2009
New York 08/10/2004
North Carolina 01/10/2006
North Dakota 10/30/2008
Ohio 01/10/2006
Oklahoma 03/30/2006
Oregon 03/04/2009
Pennsylvania 03/30/2006
South Carolina 03/15/2006
Tennessee 01/11/2006
Texas 01/10/2006
Utah 10/30/2008
Virginia 04/24/2007
Washington 10/30/2008
West Virginia 04/24/2007
Wisconsin 03/30/2006

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser