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Investment Adviser Firm Summary

MMLISI FINANCIAL ALLIANCES, LLC (CRD# 119003 / SEC# 8-53707, 801-68596)
Alternate Names: MMLISI FINANCIAL ALLIANCES, LLC , OLSEN THIELEN WEALTH ACCUMULATION SERVICES, LLC

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 12/11/2007

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 12/11/2007
Arizona 12/11/2007
Arkansas 12/11/2007
California 12/11/2007
Colorado 12/11/2007
Connecticut 12/11/2007
Delaware 01/08/2008
District of Columbia 12/11/2007
Florida 12/11/2007
Georgia 12/11/2007
Hawaii 12/11/2007
Idaho 12/11/2007
Illinois 12/11/2007
Indiana 12/11/2007
Iowa 12/12/2007
Kansas 12/11/2007
Kentucky 12/11/2007
Louisiana 12/11/2007
Maine 12/11/2007
Maryland 12/11/2007
Massachusetts 12/11/2007
Michigan 12/11/2007
Minnesota 01/18/2008
Mississippi 12/11/2007
Missouri 12/11/2007
Montana 12/11/2007
Nebraska 12/11/2007
Nevada 12/11/2007
New Hampshire 12/11/2007
New Jersey 01/03/2008
New Mexico 12/11/2007
New York 12/11/2007
North Carolina 12/11/2007
North Dakota 12/11/2007
Ohio 12/11/2007
Oklahoma 12/11/2007
Oregon 12/11/2007
Pennsylvania 12/11/2007
Puerto Rico 07/22/2008
Rhode Island 12/11/2007
South Carolina 12/11/2007
South Dakota 07/22/2008
Tennessee 12/11/2007
Texas 12/11/2007
Utah 12/11/2007
Vermont 12/11/2007
Virginia 12/11/2007
Washington 12/11/2007
West Virginia 12/11/2007
Wisconsin 12/11/2007

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser