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Investment Adviser Firm Summary

SCOTTSDALE CAPITAL ADVISORS CORPORATION (CRD# 118786 / SEC# 8-53685, 801-60965)
Alternate Names: SCOTTSDALE CAPITAL ADVISORS , SCOTTSDALE CAPITAL ADVISORS CORP , SCOTTSDALE CAPITAL ADVISORS CORPORATION , SCOTTSDALE CAPITAL ADVISROS CORP

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Terminated 12/05/2002
Alabama Terminated 12/16/2002
Arizona Approved 03/14/2003
California Approved 04/06/2015
Colorado Terminated 08/29/2014
Connecticut Terminated 10/15/2014
Georgia Terminated 12/03/2002
Massachusetts Terminated 01/03/2003
Minnesota Cancelled 06/12/2002
Nevada Terminated 12/03/2002
New Jersey Terminated 12/03/2002
Ohio Terminated 12/03/2002
South Carolina Terminated 12/03/2002
Virginia Terminated 12/03/2002
West Virginia Terminated 12/06/2002

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


Not Currently Notice Filed


EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser