at


Investment Adviser Firm Summary

PLANMEMBER SECURITIES CORPORATION (CRD# 11869 / SEC# 8-25065, 801-39177)
Alternate Names: INVESTORS RETIREMENT & MANAGEMENT CORPORATION , IRM DISTRIBUTORS, INC. , PLANMEMBER SECURITIES CORPORATION

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 06/27/1991

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 05/02/2000
Alaska 03/24/1998
Arizona 02/10/1998
Arkansas 04/18/2000
California 07/08/1997
Colorado 09/04/2001
Connecticut 04/02/1998
Delaware 07/28/2003
District of Columbia 01/19/2006
Florida 04/20/1995
Georgia 06/09/1998
Hawaii 04/16/1999
Idaho 03/20/1998
Illinois 02/09/1998
Indiana 02/13/2001
Iowa 04/18/2000
Kansas 04/18/2000
Kentucky 01/19/2006
Louisiana 10/15/2001
Maine 05/02/2000
Maryland 07/15/1991
Massachusetts 04/18/2000
Michigan 02/05/1998
Minnesota 03/24/2000
Mississippi 04/19/2000
Missouri 05/11/2000
Montana 01/28/2000
Nebraska 05/10/2001
Nevada 03/17/1998
New Hampshire 04/17/2000
New Jersey 02/10/1998
New Mexico 04/19/2000
New York 02/02/1998
North Carolina 02/05/2001
North Dakota 04/24/2000
Ohio 10/14/1999
Oklahoma 04/18/2000
Oregon 01/19/2006
Pennsylvania 09/04/2001
Puerto Rico 03/28/2014
Rhode Island 04/20/2000
South Carolina 10/13/1999
South Dakota 04/20/2000
Tennessee 03/30/1998
Texas 01/13/1998
Utah 10/12/1999
Vermont 04/17/2000
Virginia 04/19/2000
Washington 01/31/1995
West Virginia 04/19/2000
Wisconsin 09/04/2001
Wyoming 03/30/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser