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Investment Adviser Firm Summary

HOWARD CAPITAL MANAGEMENT, INC. (CRD# 118070 / SEC# 801-69763)
Alternate Names: HOWARD CAPITAL MANAGEMENT, INC.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 12/15/2008
Georgia Terminated 01/09/2009
Texas Terminated 12/15/2008

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 09/12/2012
Arizona 02/07/2011
Arkansas 01/08/2014
California 03/19/2010
Colorado 03/19/2010
Florida 03/22/2010
Georgia 12/15/2008
Hawaii 10/25/2016
Idaho 08/25/2017
Illinois 10/04/2011
Indiana 10/04/2011
Iowa 01/08/2014
Kansas 11/20/2015
Kentucky 03/21/2011
Louisiana 03/19/2010
Maine 11/20/2015
Maryland 10/25/2016
Massachusetts 03/19/2010
Michigan 02/07/2011
Minnesota 08/14/2014
Missouri 01/08/2014
Nebraska 07/19/2010
Nevada 10/04/2011
New Hampshire 07/19/2010
New Jersey 04/13/2010
New Mexico 03/19/2010
New York 01/28/2015
North Carolina 05/12/2011
Ohio 03/21/2011
Oklahoma 01/08/2014
Oregon 06/02/2014
Pennsylvania 06/02/2014
South Carolina 10/18/2011
Tennessee 10/04/2011
Texas 12/15/2008
Utah 01/13/2014
Virginia 05/12/2011
Washington 06/02/2014
West Virginia 10/25/2016
Wisconsin 01/08/2014
Wyoming 08/25/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser