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Investment Adviser Firm Summary

SEQUOIA FINANCIAL ADVISORS, L.L.C. (CRD# 117756 / SEC# 801-61089)
Alternate Names: SEQUOIA FINANCIAL ADVISORS, L.L.C. , SEQUOIA FINANCIAL GROUP, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 04/19/2002
Ohio Terminated 05/10/2002

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 03/21/2013
California 10/20/2005
Colorado 04/25/2016
Connecticut 03/21/2013
Florida 01/06/2003
Georgia 04/30/2010
Illinois 10/02/2009
Indiana 08/13/2009
Louisiana 09/19/2018
Maryland 03/21/2013
Massachusetts 03/21/2013
Michigan 08/13/2009
Minnesota 04/27/2017
Nevada 04/27/2017
New Jersey 09/17/2009
New Mexico 09/19/2018
New York 11/12/2008
North Carolina 08/13/2009
Ohio 04/26/2000
Oregon 07/04/2018
Pennsylvania 12/12/2003
South Carolina 11/12/2008
Tennessee 04/30/2014
Texas 12/15/2004
Utah 09/19/2018
Virginia 04/29/2011
Washington 03/21/2013
West Virginia 05/18/2011
Wisconsin 10/17/2016

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser