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Investment Adviser Firm Summary

JOHNSON INVESTMENT COUNSEL, INC. (CRD# 117054 / SEC# 801-60676)
Alternate Names: JOHNSON INVESTMENT COUNSEL, INC.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 11/20/2001

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 02/27/2002
California 01/28/2002
Colorado 01/09/2004
District of Columbia 10/11/2012
Florida 01/29/2002
Georgia 01/28/2002
Illinois 01/30/2002
Indiana 03/13/2002
Kentucky 01/28/2002
Maine 01/31/2008
Maryland 10/11/2012
Massachusetts 04/11/2005
Michigan 01/28/2002
Minnesota 02/11/2015
Missouri 10/11/2012
Montana 10/11/2012
Nebraska 03/31/2006
New Hampshire 01/28/2002
New Jersey 01/26/2004
New Mexico 10/11/2012
New York 03/31/2005
North Carolina 04/11/2002
Ohio 11/20/2001
Oregon 10/11/2012
Pennsylvania 01/28/2002
South Carolina 01/28/2002
Tennessee 01/12/2004
Texas 02/28/2002
Virginia 01/28/2002
Washington 03/31/2005
West Virginia 02/11/2015

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser