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Investment Adviser Firm Summary

AMBASSADOR ADVISORS, LLC (CRD# 116978 / SEC# 801-61471)
Alternate Names: AMBASSADOR ADVISORS, LLC , PREMIER INVESTMENT ADVICE, LLC , SEVEN ONE SEVEN CAPITAL MANAGEMENT

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 09/19/2002
Pennsylvania Terminated 10/09/2002

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
California 07/25/2017
Colorado 01/02/2014
Delaware 01/17/2007
Florida 01/04/2007
Georgia 02/03/2011
Louisiana 06/03/2010
Maryland 12/07/2005
Michigan 09/23/2014
New Hampshire 02/09/2007
New Jersey 07/15/2005
New York 06/21/2005
North Carolina 03/04/2013
Ohio 06/03/2010
Pennsylvania 09/19/2002
South Carolina 01/05/2016
Tennessee 07/25/2017
Texas 06/21/2005
Virginia 01/03/2007

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser