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Investment Adviser Firm Summary

SAGE FINANCIAL GROUP INC. (CRD# 116574 / SEC# 801-61553)
Alternate Names: SAGE FINANCIAL GROUP INC. , SAGE, COVER + ROSSITER PARTNERS

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 10/25/2002
Delaware Terminated 12/31/2002
Maryland Terminated 12/17/2002
New Jersey Terminated 12/17/2002
Pennsylvania Terminated 12/19/2002
Texas Terminated 10/29/2002

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 05/16/2013
California 02/14/2006
Connecticut 02/14/2006
Delaware 10/25/2002
Florida 02/15/2006
Hawaii 11/16/2015
Illinois 09/26/2011
Maine 03/24/2003
Maryland 10/25/2002
Massachusetts 11/28/2011
New Hampshire 04/27/2009
New Jersey 10/25/2002
New York 03/24/2003
North Carolina 03/27/2007
Ohio 01/02/2014
Pennsylvania 10/25/2002
Texas 10/25/2002
Virginia 02/14/2006

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser