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Investment Adviser Firm Summary

HORACE MANN INVESTORS, INC. (CRD# 11643 / SEC# 8-6082, 801-80964)
Alternate Names: AARON RARICK AGENCY , ADAMS INSURANCE , APPLE ED INSURANCE & FINANCIAL SERVICES , APPLETREE BENEFITS, LLC , ASTRAIOS FINANCIAL , ASTRAIOS FINANCIAL - EAST, LLC , BEN JACKSON AGENCY LLC , BICKETT INSURANCE AGENCY , BOB TILLER AGENCY , BRAD NUCKLES AGENCY LLC. , CAPITAL CITY INSURANCE , CAPITAL INSURANCE SERVICES, INC. , CHRIS GADDIS AGENCY , CROKER & ASSOCIATES, LLC , DAVID STANLEY & ASSOCIATES, LLC , DAVIS AND WALLMAN FINANCIAL, LLC , DELEON & ASSOCIATES , DELORES MCCANN AGENCY , EDDIE SAMPLE FINANCIAL SERVICES AGENCY , EDDIE SAMPLE FINANCIAL SERVICES AGENCY II , EDUCATED FIRST SOLUTIONS , EDUCATOR BENEFITS INSURANCE SERVICES, INC. , EDUCATOR FINANCIAL SERVICES, LLC , EDUCATOR FINANCIAL SOLUTIONS, INC. , EDUCATOR FOCUSED FINANCIAL SERVICES , EDUCATOR FOCUSED FINANCIAL SOLUTIONS & INSURANCE , EDUCATOR'S CHOICE INSURANCE , ESP FINANCIAL STRATEGIES , FINANCIAL FRAMEWORK, LLC , FINANCIAL SOLUTIONS FOR EDUCATORS , FIRST EDUCATIONAL INSURANCE AND FINANCIAL SERVICES , FLORIDA EDUCATOR INSURANCE EAST , FLORIDA EDUCATORS INSURANCE OF PINELLAS COUNTY , FLORIDA EDUCATORS INSURANCE WEST COAST, INC. , FLORIDA EDUCATORS INSURANCE, LLC , FRANCES MARION EDUCATORS INSURANCE AGENCY, LLC , FURLONG FINANCIAL, INC. , GEORGE C PRY INSURANCE AND FINANCIAL SERVICES, INC. , GEORGE C. PRY INSURANCE & FINANCIAL SERVICES INC. WEST , GOLD STAR RETIREMENT AND INSURANCE , GOLDEN APPLE INSURANCE AND FINANCIAL SERVICES , GRETCHEN REHM AGENCY , GRETCHEN REHM AGENCY, INC. , GSP AGENCY , GULF COAST EDUCATORS INSURANCE , HAGEMAN FAMILY INSURANCE , HELIX INSURANCE AND FINANCIAL SERVICES, LLC , HORACE MANN INVESTORS INC , HORACE MANN INVESTORS, INC. , HUNT INSURANCE AGENCY, LLC , JASON L. ROHRER AGENCY , JOSHUA TREE INSURANCE AND FINANCIAL SERVICES, LLC , LANGFORD INSURANCE & FINANCIAL SERVICES , LARROW INSURANCE AND FINANCIAL STRATEGIES , LISA BUSSIERE, LLC. , M&L INSURANCE , MAIN LINE FINANCIAL SOLUTIONS , MANASOTA ELITE EDUCATORS INSURANCE, LLC , MCDOWELL INSURANCE & FINANCIAL SERVICES, INC. , MIDLANDS EDUCATOR'S INSURANCE, INC. , MILL COLEMAN II AGENCY, LLC , OLD TOWN INSURANCE AND FINANCIAL SERVICES , PEE DEE EDUCATORS INSURANCE AGENCY , PEE DEE EDUCATORS INSURANCE AGENCY, III , PEE DEE EDUCATORS INSURANCE AGENCY, TOO , POTTS FINANCIAL , REITER INSURANCE RESOURCES, LLC , RON BAUER INSURANCE AGENCY , ROPER INSURANCE & FINANCIAL SERVICES , RYAN HOFER AGENCY , SANKEY INSURANCE AND FINANCIAL SERVICES SOUTHEAST, INC. , SANKEY INSURANCE AND FINANCIAL SERVICES, INC. , SCHOOL EMPLOYEES INSURANCE & FINANCIAL SERVICES, LLC , SCHOOL EMPLOYEES INSURANCE AND FINANCIAL SOLUTIONS , SECURE INSURANCE AGENCY , SEEDMIN FINANCIAL SERVICES, INC. , SHAWN O'BRIEN AGENCY , SHAWN REHM AGENCY , SILVER STATE EDUCATORS INSURANCE & FINANCIAL SERVICES LLC , STOKES AGENCY LLC , STOLZMAN INSURANCE AGENCY , SUNSHINE EDUCATORS INSURANCE AGENCY , THE ATLAS AGENCY, LLC , THE HUNT AGENCY - GARDEN CITY , THE JOYCE TICE AGENCY , THE JOYCE TICE AGENCY II , TOP OF THE CLASS INSURANCE , TWIN STATE FINANCIAL SOLUTIONS , UNDERWOOD FINANCIAL SERVICES , VALOR FINANCIAL INSURANCE SERVICES, LLC , WALLMAN FINANCIAL, LLC

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 02/23/2015
Florida Terminated 10/21/2009
Georgia Terminated 05/13/2009
Illinois Terminated 07/29/2010
Indiana Terminated 10/26/2009
Massachusetts Terminated 06/26/2009
Minnesota Terminated 07/30/2010
North Carolina Terminated 05/13/2009
Ohio Terminated 05/13/2009
Pennsylvania Terminated 05/18/2009
Tennessee Terminated 11/20/2009
Virginia Terminated 05/13/2009
Wisconsin Terminated 05/13/2009

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 01/13/2017
Alaska 03/26/2015
Arizona 02/23/2015
Arkansas 01/13/2017
California 02/23/2015
Colorado 08/19/2015
Connecticut 05/19/2015
Delaware 01/13/2017
District of Columbia 01/13/2017
Florida 02/23/2015
Georgia 02/23/2015
Hawaii 07/25/2017
Idaho 01/13/2017
Illinois 02/23/2015
Indiana 02/23/2015
Iowa 02/23/2015
Kansas 08/10/2016
Kentucky 01/13/2017
Louisiana 01/13/2017
Maine 02/23/2015
Maryland 01/13/2017
Massachusetts 01/13/2017
Michigan 09/15/2016
Minnesota 02/23/2015
Mississippi 01/13/2017
Missouri 01/13/2017
Montana 01/13/2017
Nebraska 02/23/2015
Nevada 02/23/2015
New Hampshire 01/04/2017
New Jersey 08/07/2017
New Mexico 01/13/2017
North Carolina 02/23/2015
North Dakota 02/23/2015
Ohio 02/23/2015
Oklahoma 01/13/2017
Oregon 01/13/2017
Pennsylvania 02/23/2015
Rhode Island 01/13/2017
South Carolina 02/23/2015
South Dakota 05/23/2016
Tennessee 02/23/2015
Texas 02/23/2015
Utah 03/26/2015
Vermont 01/04/2017
Virginia 02/23/2015
Washington 01/13/2017
West Virginia 05/20/2015
Wisconsin 02/23/2015
Wyoming 09/28/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser