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Investment Adviser Firm Summary

DEMARS FINANCIAL GROUP LLC (CRD# 116257 / SEC# 801-112885)
Alternate Names: DEMARS FINANCIAL GROUP , DEMARS FINANCIAL GROUP LLC , DEMARS FINANCIAL SERVICES , FIDELITY FINANCIAL SERVICES , GREG GILES , JARVIS FINANCIAL , NORTHWEST FINANCIAL ADVISORS INC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 04/19/2018
Alaska Terminated 04/30/2018
Arizona Termination Requested 04/27/2018
Idaho Terminated 04/27/2018
Oregon Termination Requested 04/27/2018
Texas Terminated 04/27/2018
Utah Terminated 04/27/2018
Washington Terminated 05/04/2018

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alaska 03/27/2018
Arizona 04/19/2018
Idaho 03/27/2018
Oregon 03/27/2018
Texas 03/27/2018
Utah 03/27/2018
Washington 03/27/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser