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Investment Adviser Firm Summary

FOCUS FINANCIAL NETWORK, INC. (CRD# 116140 / SEC# 801-71117)
Alternate Names: AFC FINANCIAL ADVISORY GROUP , FDI INCORPORATED/FINANCIAL DESIGNS , FOCUS FINANCIAL , FOCUS FINANCIAL NETWORK, INC. , KMF ADVISORS , MOSER & HEIER FINANCIAL SOLUTIONS

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 03/02/2010
Arizona Terminated 03/05/2010
California Terminated 03/08/2010
Colorado Terminated 03/12/2010
Florida Terminated 03/05/2010
Georgia Terminated 03/05/2010
Illinois Terminated 03/02/2010
Indiana Terminated 03/09/2010
Iowa Terminated 03/05/2010
Massachusetts Terminated 03/24/2010
Minnesota Terminated 03/08/2010
Missouri Terminated 03/05/2010
Nebraska Terminated 03/12/2010
New Jersey Terminated 03/05/2010
New York Terminated 03/05/2010
North Carolina Terminated 03/05/2010
North Dakota Terminated 03/05/2010
Ohio Terminated 03/05/2010
Oregon Terminated 03/05/2010
Pennsylvania Terminated 03/31/2010
South Dakota Terminated 03/05/2010
Texas Terminated 03/05/2010
Washington Terminated 03/05/2010
Wisconsin Terminated 03/05/2010

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 11/11/2014
Alaska 03/15/2012
Arizona 03/02/2010
Arkansas 11/11/2014
California 08/10/2004
Colorado 03/02/2010
Connecticut 01/08/2015
Florida 03/02/2010
Georgia 03/02/2010
Idaho 01/08/2015
Illinois 03/02/2010
Indiana 03/02/2010
Iowa 03/05/2010
Kansas 04/30/2012
Louisiana 10/03/2016
Maryland 04/01/2010
Massachusetts 03/02/2010
Michigan 03/02/2010
Minnesota 03/02/2010
Missouri 03/02/2010
Montana 02/10/2011
Nebraska 03/02/2010
Nevada 03/01/2016
New Hampshire 04/01/2010
New Jersey 03/05/2010
New Mexico 01/06/2014
New York 03/02/2010
North Carolina 03/02/2010
North Dakota 03/05/2010
Ohio 03/02/2010
Oregon 03/02/2010
Pennsylvania 03/02/2010
South Carolina 01/08/2015
South Dakota 03/05/2010
Tennessee 05/25/2012
Texas 03/02/2010
Utah 05/16/2017
Vermont 08/22/2014
Virginia 04/01/2010
Washington 03/02/2010
Wisconsin 03/02/2010

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser