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Investment Adviser Firm Summary

VICUS CAPITAL, INC. (CRD# 116021 / SEC# 801-60628)
Alternate Names: PFG FINANCIAL ADVISORS , PFG FINANCIAL ADVISORS NETWORK , VICUS CAPITAL, INC.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 10/05/2001

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/08/2012
Alaska 03/12/2010
Arizona 03/12/2010
Arkansas 03/08/2012
California 03/10/2009
Colorado 03/12/2010
Connecticut 03/16/2007
Delaware 06/06/2002
District of Columbia 03/12/2010
Florida 11/06/2001
Georgia 03/13/2008
Hawaii 03/10/2009
Idaho 03/22/2011
Illinois 03/15/2010
Indiana 03/12/2010
Iowa 03/11/2009
Kansas 03/12/2010
Kentucky 03/12/2010
Louisiana 03/12/2010
Maine 03/12/2010
Maryland 10/05/2001
Massachusetts 03/13/2008
Michigan 03/14/2016
Minnesota 04/23/2013
Mississippi 03/08/2012
Missouri 03/12/2010
Montana 03/24/2017
Nebraska 03/24/2017
Nevada 03/08/2012
New Hampshire 03/08/2012
New Jersey 10/05/2001
New Mexico 03/08/2012
New York 10/05/2001
North Carolina 03/16/2007
North Dakota 03/24/2017
Ohio 03/12/2010
Oklahoma 03/13/2008
Oregon 03/12/2010
Pennsylvania 04/01/2002
Rhode Island 03/13/2013
South Carolina 03/10/2009
South Dakota 03/24/2017
Tennessee 03/12/2010
Texas 04/28/2006
Utah 03/24/2017
Vermont 03/22/2011
Virginia 03/13/2008
Washington 03/10/2009
West Virginia 03/16/2007
Wisconsin 03/08/2012
Wyoming 03/26/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser